David W. Bregger

EXENCIAL WEALTH ADVISORS

Austin, TX 78746

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CRD#: 1277916

Professional summary

David William Bregger, CFP® is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Austin, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. David has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

08/2024 Mr. Bregger serves as a member of the Investment Committee for the Diocese of Austin, Texas. In this position, he provides insight and guidance to the Financial Board on the selection of investment managers for the Priest's pension plan and endowment fund. This is an unpaid volunteer position and takes up less than 5% of his time annually.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Bregger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Current

November 14, 2023 - Present

EXENCIAL WEALTH ADVISORS

Office #1: 4101 Parkstone Heights Drive Suite 210, Austin, TX 78746

RIA

CRD#: 130475

Austin, TX

Past

November 1, 2021 - November 21, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Austin, TX

Past

September 27, 2021 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

AUSTIN, TX

Past

March 28, 2005 - October 13, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Austin, TX

Past

May 14, 2002 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

AUSTIN, TX

Past

May 14, 2002 - September 30, 2016

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

AUSTIN, TX

Past

March 3, 1995 - May 14, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

March 3, 1995 - May 14, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

September 20, 1984 - February 21, 1995

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EXENCIAL WEALTH ADVISORS

CRD#: 130475 / SEC#: 801-62789

RIA

Registered Investment Advisory firm - (2/9/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(3/18/2024)

IAR

Florida
(6/7/2024)

IAR

Oklahoma
(11/14/2023)

IAR

Pennsylvania
(2/19/2025)

IAR

Texas
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/29/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/15/1984

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/24/2004

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 1/26/1990

Investment Company Products/Variable Contracts Principal Examination

Current Firm

EXENCIAL WEALTH ADVISORS

CRD#: 130475 / SEC#: 801-62789

RIA

Registered Investment Advisory firm - (2/9/2004 Approved)

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Contact information

Main Address

9108 N. Kelley Avenue, Oklahoma City, OK 73131

Mailing Address

Phone number

(405) 478-1971

Established

Firm type

Fiscal year end

# of Employees

117

SEC notice filing (50 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EXENCIAL WEALTH ADVISOR ADV 2A 3-25-2025 (3/25/2025)

2024 AUDITED BALANCE SHEET (3/25/2025)

Regulatory assets under management

Total Number of Accounts	9,357
AUM (Assets Under Management)	$ 5,301,377,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report
08/27/2024	Cover Page	Report
11/20/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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David W. Bregger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David William Bregger's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

CITISTREET EQUITIES LLC

Primary Firm SEC Registration

EXENCIAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/29/1984

SIE

Date: 9/30/2016

Series 7

Date: 9/15/1984

Series 24

Date: 8/24/2004

Series 26

Date: 1/26/1990

Current Firm

EXENCIAL WEALTH ADVISORS

Contact information

SEC notice filing (50 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EXENCIAL WEALTH ADVISORS

TRUST BUT VERIFY

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