Christopher E. Paul

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CRD#: 1277913

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Edward Paul was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 1988. Christopher had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 23, 2022 - May 12, 2025

SATURNA CAPITAL CORPORATION

RIA

CRD#: 25586

Redington Beach, FL

Past

December 23, 2016 - May 12, 2025

SATURNA BROKERAGE SERVICES, INC

CRD#: 18437

BELLINGHAM, WA

Past

April 20, 1999 - December 17, 2001

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 4, 1996 - March 15, 1999

VOLPE BROWN WHELAN & COMPANY, LLC

CRD#: 18329

SAN FRANCISCO, CA

Past

March 28, 1995 - November 22, 1995

JOSEPHTHAL & CO., INC.

CRD#: 3227

NEW YORK, NY

Past

December 1, 1993 - March 27, 1995

LOUIS NICOUD & ASSOCIATES

CRD#: 25959

Past

April 19, 1988 - October 11, 1989

REUTERS C CORPORATION

CRD#: 14408

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SATURNA CAPITAL CORPORATION

EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA

Registered Investment Advisory firm - FINRA (10/30/1989 Approved)

Terminated by FINRA on 11/02/1990

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/23/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2016

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/2/1986

National Commodity Futures Examination

Current Firm

SATURNA CAPITAL CORPORATION

EMERALD CAPITAL CORPORATION | STERLING STOCK INVESTMENTS LLC | SATURNA CAPITAL CORPORATION

CRD#: 25586 / SEC#: 801-35428, 8-41998

RIA

Registered Investment Advisory firm - FINRA (10/30/1989 Approved)

Terminated by FINRA on 11/02/1990

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Contact information

Main Address

1300 N State St., Bellingham, WA 98225-4730

Mailing Address

Phone number

(360) 734-9900

Established

Washington since 07/25/1989

Firm type

Corporation

Fiscal year end

June

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 - FIRM BROCHURE (9/26/2025)

FORM ADV PART 2A - APPENDIX 1, WRAP FEE PROGRAM BROCHURE (9/26/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 8,624,828,208

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
01/26/2024	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher E. Paul

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

SATURNA BROKERAGE SERVICES, INC

CITIGROUP GLOBAL MARKETS INC.

VOLPE BROWN WHELAN & COMPANY, LLC

JOSEPHTHAL & CO., INC.

LOUIS NICOUD & ASSOCIATES

REUTERS C CORPORATION

Primary Firm SEC Registration

SATURNA CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 12/23/2016

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2016

Series 3

Date: 12/2/1986

Current Firm

SATURNA CAPITAL CORPORATION

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SATURNA CAPITAL CORPORATION

TRUST BUT VERIFY

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