William P. Drape
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Peter Drape was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1985. William had worked at 7 firms and has passed the Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 1998 - February 16, 2000
FISCO EQUITY, INC.
May 20, 1996 - May 7, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 5, 1996 - April 16, 1996
INVESTORS CAPITAL CORP.
October 12, 1993 - October 31, 1994
BOLTON GLOBAL CAPITAL
February 9, 1993 - September 1, 1993
G.R. STUART & COMPANY, INC.
March 22, 1991 - February 26, 1993
FINANCIAL SECURITIES NETWORK,INC.
December 4, 1985 - February 12, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISCO EQUITY, INC.
CRD#: 24067 / SEC#: , 8-40908
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
