James R. Mccann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Russell Mccann, who also goes by Russell Mccann, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 3 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1992 - March 8, 2001
BANK UNITED SECURITIES CORP.
January 16, 1986 - July 15, 1986
ADVANTAGE CAPITAL CORPORATION
September 26, 1985 - January 18, 1986
RAUSCHER PIERCE REFSNES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANK UNITED SECURITIES CORP.
CRD#: 30288 / SEC#: , 8-44794
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WASHINGTON MUTUAL BANK, F.A. | OWNER | |
| ARENS, STACEY DARLENE | DIRECTOR | 1248753 |
| BAKKEN, JANINE MARIE | FINOP | 3250614 |
| CALVO, JOEL | CHAIRMAN | 857420 |
| DAVIS, CRAIG STEVEN | DIRECTOR | 853373 |
| KAPLAN, PHILLIP JEFFERY | DISTRICT SALES MANAGER | 2057067 |
| KRAHLING, SUZANNE MARIE | FINOP | 1955732 |
| PERSONS, AARON MATTHEW | SALES MANAGER | 2216151 |
| RADFORD, CHRISTOPHER BLAKE | DIRECTOR | 1564302 |
| SCHERSCHLIGT, SCOTT DANA | REGIONAL MANAGER | 1479557 |
| SCHMALHAUSEN, KELLY OWEN | DIRECTOR OF COMPLIANCE/CROP | 2340178 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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