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JT

James R. Tuberosa

SKYVIEW PINNACLE
APOLLO BEACH, FL
Some features on this profile are disabled
CRD#: 1277676
JT

Professional summary

James Richard Tuberosa, who also goes by Rick Tuberosa, is a registered financial advisor currently at SKYVIEW PINNACLE located in Apollo Beach, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 3, Series 7, Series 6, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Rick Tuberosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Richard Tuberosa's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2025 - Present

SKYVIEW PINNACLE

RIA
CRD#: 338282
APOLLO BEACH, FL
Past

October 5, 2009 - May 4, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Sun City Center, FL
Past

October 5, 2009 - May 4, 2022

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Sun City Center, FL
Past

December 9, 2004 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
SUN CITY CENTER, FL
Past

December 6, 2004 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
SUN CITY CENTER, FL
Past

August 15, 2000 - November 29, 2004

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
SUN CITY CENTER, FL
Past

January 26, 2000 - November 29, 2004

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

December 13, 1989 - December 16, 1999

PALM STATE EQUITIES, INC.

BD
CRD#: 24271
SUN CITY CENTER, FL
Past

January 31, 1989 - December 8, 1989

AMERICAN WALLSTREET SECURITIES, INC.

BD
CRD#: 21256
Past

April 11, 1988 - December 21, 1988

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

October 6, 1987 - April 11, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

December 6, 1985 - October 14, 1987

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
Past

August 1, 1984 - January 22, 1986

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/8/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/12/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/7/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 3
Date: 11/20/1987
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 1/18/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 6/27/1984
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/23/1989
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 1/5/1987
Registered Options Principal Examination

Current Firm

SP
SKYVIEW PINNACLE
SKYVIEW PINNACLE | SKYVIEW PINNACLE INVESTMENTS | SKYVIEW PINNACLE INC.

CRD#: 338282 / SEC#: 801-134464

RIA
Registered Investment Advisory firm - (9/29/2025 120-Day Approval)
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Contact information

Main Address
Apollo Beach, FL
Mailing Address
Phone number
(656) 245-3491
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SKYVIEW PINNACLE - ADV PART 2A (12/26/2025)
ADV PART 2B - TUBEROSA (12/26/2025)
ADV PART 2B - MILLER (12/26/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SKYVIEW PINNACLE

CRD#: 338282Apollo Beach, FL

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