Robert P. Onthank
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Pierce Onthank SR, who also goes by Pierce Onthank Sr, Pierce Onthank, Robert P Onthank, Robert Pierce Onthank, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2006 - September 5, 2006
TERRANOVA CAPITAL EQUITIES, INC
June 14, 2002 - January 30, 2004
VFINANCE INVESTMENTS, INC
March 12, 2002 - June 14, 2002
SOMERSET FINANCIAL GROUP, INC.
December 23, 1998 - July 20, 2000
DOMINARI SECURITIES LLC
February 7, 1996 - December 11, 1998
AUERBACH, POLLAK & RICHARDSON INC.
July 31, 1993 - January 11, 1996
CITIGROUP GLOBAL MARKETS INC.
November 4, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
June 2, 1989 - November 2, 1992
UBS FINANCIAL SERVICES INC.
January 4, 1988 - June 17, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 17, 1985 - December 7, 1987
J.P. MORGAN SECURITIES LLC
June 20, 1984 - July 17, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TERRANOVA CAPITAL EQUITIES, INC
CRD#: 45097 / SEC#: , 8-50973
Contact information
FINRA licenses (39 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
