Stanley H. Vanetten
Professional summary
Stanley Howland Vanetten was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stanley is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Stanley had worked at 4 firms, which includes MAYFLOWER CAPITAL L.L.C., F.N. WOLF & CO. INC., SHERWOOD CAPITAL INC., FIRST JERSEY SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1996 - September 24, 1998
MAYFLOWER CAPITAL, L.L.C.
May 17, 1988 - February 9, 1993
F.N. WOLF & CO., INC.
February 2, 1987 - May 20, 1988
SHERWOOD CAPITAL, INC.
June 20, 1984 - January 31, 1987
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MAYFLOWER CAPITAL, L.L.C.
CRD#: 40000 / SEC#: , 8-49093
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAN ETTEN, STANLEY HOWLAND | PRESIDENT | |
| PACE, DIANE WELLS | TREASURER | 1270213 |
Red Flags
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