William A. Harmon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Arthur Harmon JR, who also goes by Bill Harmon Jr, William Arthur Harmon, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1984. William had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - December 31, 2013
VITA ADVISORY LLC
March 28, 2005 - June 14, 2012
OSAIC WEALTH, INC.
January 31, 1997 - December 12, 2018
OSAIC WEALTH, INC.
October 6, 1988 - January 31, 1997
KEOGLER, MORGAN & COMPANY, INC.
April 20, 1987 - October 20, 1988
FSC SECURITIES CORPORATION
June 20, 1984 - April 27, 1987
CAROLINA SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
VITA ADVISORY LLC
CRD#: 164105 / SEC#:
Contact information
Red Flags
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