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Glen M. Mauriello

Some features on this profile are disabled
CRD#: 1277454
GM

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Glen Michael Mauriello was a registered financial professional .

Glen is a previously registered financial professional and started their career in finance in 1988. Glen had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 29, 2025 - February 10, 2026

ONE GROWTH SECURITIES LLC

BD
CRD#: 310890
LEBANON, NJ
Past

January 21, 2016 - July 3, 2024

DRIVEWEALTH, LLC

BD
CRD#: 165429
New York, NY
Past

April 2, 2015 - October 20, 2015

LIME TRADING CORP

BD
CRD#: 11826
NEW YORK, NY
Past

August 24, 2011 - March 25, 2013

COWEN SECURITIES LLC

BD
CRD#: 23510
NEW YORK, NY
Past

February 17, 2011 - March 22, 2011

GATE US LLC

BD
CRD#: 10863
NEW YORK, NY
Past

May 14, 2009 - January 28, 2011

MPS GLOBAL SECURITIES, LLC

BD
CRD#: 148689
NEW YORK, NY
Past

September 11, 2007 - November 23, 2010

FIRST NEW YORK SECURITIES L.L.C.

BD
CRD#: 16362
NEW YORK, NY
Past

August 13, 2002 - July 9, 2007

LABRANCHE FINANCIAL SERVICES, LLC

BD
CRD#: 7432
NEW YORK, NY
Past

January 22, 1998 - September 10, 2001

NEBRASKA HUDSON COMPANY, INC.

BD
CRD#: 27501
OMAHA, NE
Past

June 30, 1997 - January 20, 1998

WIT CAPITAL CORPORATION

BD
CRD#: 41499
OLD GREENWICH, CT
Past

July 17, 1996 - June 18, 1997

TRADE-WELL DISCOUNT INVESTING, LLC.

BD
CRD#: 24645
SAN DIEGO, CA
Past

June 21, 1988 - June 28, 1996

WALL STREET ACCESS

BD
CRD#: 10012
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/9/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/18/1988
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/1996
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 1/15/1993
General Securities Sales Supervisor Examination (Options Module & General Module)
Principal/Supervisory Exam
RR
Series 4
Date: 9/5/1990
Registered Options Principal Examination

Current Firm

OG
ONE GROWTH SECURITIES LLC
DRIVELOYALTY | ONE GROWTH SECURITIES LLC | DRIVELOYALTY LLC

CRD#: 310890 / SEC#: , 8-70641

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Mailing Address
3411 Silverside Rd, Tatnall Building, Suite 104, Wilmington, DE 19810
Phone number
(646) 389-9802
Established
New Jersey since 12/18/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ONE GROWTH PORTFOLIO LLCSOLE MEMBER
ANDERSON, DIMPLECHIEF EXECUTIVE OFFICER5325435
COREY, WILLIAM JAMESCHIEF COMPLIANCE OFFICER6024760
FORTINO, ANGELINAFINOP, PFO, POO6869135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ONE GROWTH SECURITIES LLC

CRD#: 310890

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