John L. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lester Murphy was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 7 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2013 - March 27, 2014
FOCUSPOINT PRIVATE CAPITAL GROUP
February 10, 2012 - October 9, 2012
STONECASTLE SECURITIES, LLC
June 7, 2010 - January 9, 2012
FOCUSPOINT PRIVATE CAPITAL GROUP
May 13, 2002 - December 6, 2007
SEABOARD SECURITIES, INC.
May 3, 2000 - April 9, 2002
FIRST MONTAUK SECURITIES CORP.
July 3, 1991 - November 9, 1999
TITUS & DONNELLY LLC
November 9, 1984 - December 26, 1984
BARR BROTHERS & CO., INC.
October 25, 1984 - December 12, 1990
GLICKENHAUS & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOCUSPOINT PRIVATE CAPITAL GROUP
CRD#: 122341 / SEC#: , 8-65488
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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