Bryant P. Barnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryant Page Barnes was a registered financial professional .
Bryant is a previously registered financial professional and started their career in finance in 1970. Bryant had worked at 6 firms and has passed the Series 65, Series 63, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2001 - December 31, 2001
BMA FINANCIAL SERVICES, INC.
February 1, 1995 - July 27, 1999
UBS ASSET MANAGEMENT (US) INC.
January 30, 1995 - January 6, 2020
FCI ADVISORS
January 28, 1995 - March 23, 1995
UBS FINANCIAL SERVICES INC.
May 19, 1978 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
May 22, 1970 - May 19, 1978
H.O. PEET & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 10/10/1977
AMEX Put and Call ExamSeries 1
Date: 2/6/1962
Registered Representative ExaminationSeries 40
Date: 5/2/1962
Registered Principal ExaminationCurrent Firm
BMA FINANCIAL SERVICES, INC.
CRD#: 7943 / SEC#: , 8-23717
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BUSINESS MEN'S ASSURANCE COMPANY OF AMERICA | PARENT COMPANY | |
| DEARDORFF, MICHAEL KENT | DIRECTOR | 1435805 |
| FILING, NICHOLAS ANTHONY | SENIOR VICE PRESIDENT/CHIEF OPERATIONS OFFICER | 207502 |
| HEIDKAMP, MARGARET MARY | SECRETARY/DIRECTOR | 2461319 |
| HESSLING, RAYMOND ROBERT JR | CHIEF COMPLIANCE OFFICER | |
| HIGLEY, DAVID LEE | DIRECTOR | 2090115 |
| HUSE, FRED LEO | VICE PRESIDENT-SALES AND MARKETING | 253874 |
| ISRAELITE, AARON | SROP/CROP | 2228819 |
| JENNINGS, JOHN STEPHEN | FINOP | 2287506 |
| JENNINGS, JOHN STEPHEN | TREASURER | 2287506 |
| RAKICH, ROBERT THOMAS | CHAIRMAN OF BOARD/CEO/DIRECTOR | 2440050 |
| SODEN, STEPHEN STANLEY | PRESIDENT/MP/DIRECTOR | 430066 |
| SWEENEY, SUSAN A. | DIRECTOR |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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