Fred F. Bergdoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Ferdinand Bergdoll, who also goes by Fred Ferdinand Bergdoll Jr, was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1984. Fred had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2016 - May 12, 2016
RIDGEWAY CONGER ADVISORY SERVICES
August 24, 2015 - December 2, 2024
BERGDOLL FINANCIAL ADVISORS, LLC
January 15, 2015 - December 31, 2015
RIDGEWAY CONGER ADVISORY SERVICES
October 24, 2011 - May 12, 2016
ADIRONDACK TRADING GROUP LLC
October 14, 2011 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
March 31, 2006 - October 21, 2011
JANNEY MONTGOMERY SCOTT LLC
August 29, 2005 - October 21, 2011
JANNEY MONTGOMERY SCOTT LLC
July 30, 1984 - September 1, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 8
Date: 8/28/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
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