George C. Mulry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Charles Mulry, who also goes by Geo Mulry, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1984. George had worked at 4 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1999 - August 28, 2012
PRAGER & CO., LLC
December 18, 1990 - August 18, 1999
GREENWICH PARTNERS, LLC
September 10, 1984 - October 22, 1990
MABON, NUGENT & CO.
June 14, 1984 - September 17, 1984
J.J. LOWERY & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PRAGER & CO., LLC
CRD#: 21567 / SEC#: , 8-39048
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
