Terry S. Newman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Sue Newman was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2003. Terry had worked at 1 firm and has passed the Series 63, Series 65, Series 2, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2003 - January 20, 2012
ARMSTRONG SHAW ASSOCIATES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/25/1995
Non-Member General Securities ExaminationCurrent Firm
ARMSTRONG SHAW ASSOCIATES INC.
CRD#: 107957 / SEC#: 801-20597
Contact information
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 109,268,355 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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