Richard D. Smith
Professional summary
Richard Deloy Smith, who also goes by Richard Leloy Smith, is a registered financial advisor currently at PROTECTED CAPITAL MANAGEMENT located in Boise, Idaho.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Richard has worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Deloy Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 1993 - Present
PROTECTED CAPITAL MANAGEMENT
Office #1: 6225 N Meeker Place Suite 120, Boise, ID 83713March 21, 1989 - June 7, 2005
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 20, 1984 - March 27, 1989
WESCO SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/27/1993)
(10/18/2000)
Exams
Current Firm
PROTECTED CAPITAL MANAGEMENT
CRD#: 106364 / SEC#: 801-43355
Contact information
Regulatory assets under management
| Total Number of Accounts | 57 |
| AUM (Assets Under Management) | $ 21,500,330 |
Red Flags
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