Peter F. Tedstrom
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CRD#: 1276928
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Finley Tedstrom, CFP® was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1984. Peter had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Philanthropic services
Executive services/Equity comp...
Insurance
Trust & estate planning
Financial planning
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
1M
How do you get paid?
Commission and Fee
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/2/2006: OTHER-INVESTMENTS - RIPSAW, LLC - WITH DAD, BROTHER, COUSIN AS PARTNERS. EVALUATE INVESTMENT OPPORTUNITIES AND INVEST IN THOSE THAT FIT WITH LLC OBJECTIVES. - TIME SPENT 2%. 2. 4/30/2010: REAL ESTATE RENTAL - 1660-17TH STREET PARTNERS - ONE OFFICE CONDOMINIUM FLOOR IN A BUILDING IN DOWNTOWN DENVER. - TIME SPENT 1% - DENVER, CO. 3. 3/24/2011: REAL ESTATE RENTAL - STRUBY WAREHOUSE FIRST FLOOR, LLC - ONE FLOOR OF OFFICE BUILDING. OWNERS: 50% PRONTO VILLAS LLC (JIM THEYE & DEE CHIRAFISI), 50% 1660 17TH ST PARTNERS LLC (OBA UPDATE ALREADY FILED). - TIME SPENT 1% - DENVER, CO. 4. 7/3/2014: OTHER - OIL EXPLORATION - PIVOT PETROLUEM - DENVER, CO. 5. 3/2/2018 - Tedstrom Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date 5/1/2018 - 160 Hrs Per Month/120 Hrs During Securities Trading. 6. 5/7/2018 - Tedstrom Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 5/1/2018 - 160 Hrs Per Month/100 Hrs During Securities Trading - I provide financial planning and consulting services through Tedstrom Wealth Advisors, Inc., an independent investment advisor firm. I started this business activity in 5/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 7. 5/10/2018 - Tedstrom Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 5/1/2018 - 24 Hrs Per Month/12 Hrs During Securities Trading. 8. 5/14/2018 - Tedstrom Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 5/1/2018 - 160 Hrs Per Month/90 Hrs During Securities Trading. 9. 6/4/2020 - Tedstrom Wealth Advisors, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 5/1/2018 - 150 Hrs Per Month/120 Hrs During Securities Trading - Time Spent 94%. 10. 10/27/2021 - No Business Name - Investment Related - Wheat Ridge, CO 80212 - Real Estate Rental - Start Date: 11/5/2021 - 2 Hrs Per Month/0 Hrs During Securities Trading. 11. 4/21/2022 - Merit Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 4/1/2022 - 40 Hrs Per Month/40 Hrs During Securities Trading - I provide investment advisory services through Merit Financial Group, LLC, an independent investment advisor firm. I started this business activity in 04/2022. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners... 12. 4/21/2022 - Merit Financial Advisors - DBA: (Hybrid) Merit - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 4/1/2022 - 40 Hrs Per Month/40 Hrs During Securities Trading. 13. 4/21/2022 - Merit Financial Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 4/1/2022 - 80 Hrs Per Month/80 Hrs During Securities Trading. 14. 4/22/2022 - Merit Financial Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2022 - 40 Hrs Per Month/40 Hrs During Securities Trading. 15. 4/22/2022 - Merit - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2022 - 40 Hrs Per Month/40 Hrs During Securities Trading.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1987
Experience
Past
August 4, 2022 - March 23, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
DENVER, CO
Past
April 13, 2022 - March 10, 2023
MERIT FINANCIAL ADVISORS
RIA
CRD#: 142457
DENVER, CO
Past
October 20, 2003 - October 25, 2022
TEDSTROM WEALTH ADVISORS, INC.
RIA
CRD#: 127708
DENVER, CO
Past
January 1, 1999 - November 12, 2015
BROWN & TEDSTROM, INC.
RIA
CRD#: 116371
DENVER, CO
Past
January 1, 1999 - July 5, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
DENVER, CO
Past
December 16, 1989 - March 23, 2023
LPL FINANCIAL LLC
BD
CRD#: 6413
DENVER, CO
Past
August 29, 1988 - December 16, 1989
LINSCO FINANCIAL GROUP, INC.
BD
CRD#: 524
Past
November 21, 1985 - August 30, 1988
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
Past
June 20, 1984 - December 4, 1985
FSC SECURITIES CORPORATION
BD
CRD#: 7461
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LPL FINANCIAL LLC
LINSCO/PRIVATE LEDGER CORP. | WADDELL & REED INVESTMENTS | WADDELL & REED FINANCIAL ADVISORS | WADDELL & REED | PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | LPL FINANCIAL LLC | LPL FINANCIAL CORPORATION | LPL FINANCIAL | LPL
CRD#: 6413 / SEC#: 801-10970, 8-17668
RIA
Registered Investment Advisory firm - SEC (8/25/1975 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
LPL FINANCIAL LLC
LINSCO/PRIVATE LEDGER CORP. | WADDELL & REED INVESTMENTS | WADDELL & REED FINANCIAL ADVISORS | WADDELL & REED | PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | LPL FINANCIAL LLC | LPL FINANCIAL CORPORATION | LPL FINANCIAL | LPL
CRD#: 6413 / SEC#: 801-10970, 8-17668
RIA
Registered Investment Advisory firm - SEC (8/25/1975 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
California since 11/15/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
37,893
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| AUDETTE, MATTHEW JON | PRESIDENT AND CHIEF FINANCIAL OFFICER | 4003349 |
| ENYEDI, MATTHEW KLAUS | MANAGING DIRECTOR, NATIONAL SALES | 4194266 |
| GATES, GREGORY | MANAGING DIRECTOR, CHIEF INFORMATION OFFICER | 7069201 |
| JAMBUSARIA, ANERI | MANAGING DIRECTOR LPL SERVICES GROUP | 7248335 |
| MALFITANO, STEVEN THOMAS | SVP, FINANCE CAPITAL MANAGEMENT AND PRINCIPAL FINANCIAL OFFICER | 3178848 |
| MCHALE, JAMES | EXECUTIVE VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 6052977 |
| RICKETTS, JUDITH KOHOSKIE | EXECUTIVE VICE PRESIDENT, OPERATIONS AND PRINCIPAL OPERATIONS OFFICER | 2758924 |
| SIMONICH, BRENT BLAIN | EXECUTIVE VICE PRESIDENT, CHIEF RISK OFFICER | 3254859 |
| STEINMEIER, RICHARD C | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 5109512 |
Regulatory assets under management
| Total Number of Accounts | 2,369,378 |
| AUM (Assets Under Management) | $ 618,922,975,737 |
Disclosures
| Regulatory Event | 208 |
| Arbitration | 58 |
| Bond | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 | ||
| 07/19/2024 | ||
| 11/09/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
