Edward J. Mcmahon
Professional summary
Edward Joseph Mcmahon was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edward is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Edward had worked at 13 firms, which includes ALEXANDER CAPITAL L.P., J.P. TURNER & COMPANY L.L.C., GUNNALLEN FINANCIAL INC, BROAD STREET SECURITIES INC., GRANTA CAPITAL GROUP LLC, THE THORNWATER COMPANY L.P., COLEMAN & COMPANY SECURITIES INC., HD BROUS & CO. INC., M.S. FARRELL & COMPANY INC., PRUDENTIAL EQUITY GROUP LLC, UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., CIBC WORLD MARKETS CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2014 - September 29, 2022
ALEXANDER CAPITAL, L.P.
March 29, 2010 - May 23, 2014
J.P. TURNER & COMPANY, L.L.C.
July 28, 2009 - March 30, 2010
GUNNALLEN FINANCIAL, INC
January 22, 2009 - July 21, 2009
BROAD STREET SECURITIES, INC.
November 12, 2002 - January 13, 2009
GRANTA CAPITAL GROUP LLC
November 29, 2000 - November 18, 2002
THE THORNWATER COMPANY, L.P.
June 7, 1999 - December 6, 2000
COLEMAN & COMPANY SECURITIES, INC.
April 19, 1998 - March 25, 1999
HD BROUS & CO., INC.
February 6, 1997 - March 20, 1998
M.S. FARRELL & COMPANY, INC.
September 7, 1993 - February 25, 1997
PRUDENTIAL EQUITY GROUP, LLC
September 8, 1989 - August 24, 1993
UBS FINANCIAL SERVICES INC.
November 27, 1987 - September 14, 1989
CITIGROUP GLOBAL MARKETS INC.
June 20, 1984 - January 1, 1988
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALEXANDER CAPITAL, L.P.
CRD#: 40077 / SEC#: , 8-48957
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SENA MANAGEMENT LLC | PARTNER | |
| JSEC INC | PARTNER | |
| SALKIND, CATHERINE P | PARTNER | 7021439 |
| RUGGIERE, JOSEPH MATTHEW | PARTNER | 2548108 |
| RUGGIERE, WAYNE NMN | PARTNER | 7200730 |
| SALKIND, GENE Z | PARTNER | 7021417 |
| AMATO, JOSEPH ANTHONY | CEO | 2751635 |
| ELDREDGE, MICHAEL WILLIAM | BRANCH MANAGER ATL OFFICE | 2903014 |
| FAUCI, JODI | GENERAL SECS PRINCIPAL | 4189732 |
| FEMIANO, JOHN FRANCIS | GENERAL SECS PRINCIPAL, ANNUUITIES PRINCIPAL | 2132030 |
| FRANCONE, VITO ANTONIO II | COMPLIANCE ASSOCIATE | 2349326 |
| GUIDICIPIETRO, ROCCO GERARD | COO | 2489732 |
| KRISPEAL, RAQUEL E | SENIOR COMPLIANCE OFFICER, BRANCH MANAGER | 5733217 |
| MARTORANO, CARL MARIO | BRANCH MANAGER/OPERATIONS MANAGER/ROSFP | 2286051 |
| MESSINA, PAUL MICHAEL | GENERAL SECS PRINCIPAL, ROSFP, CO-MSRB PRINCIPAL | 5897543 |
| MISITI, MICHELE ANN | CHIEF COMPLIANCE OFFICER - ROSFP - AML OFFICER | 1931272 |
| ROTH, BARBARA NMN | PARTNER | 7200728 |
| SKOVRONCK, JEANPAUL CHARLES | DESIGNATED SUPERVISOR, DEPUTY AML OFFICER | 2744738 |
| STACK, TIMOTHY | SENIOR COMPLIANCE OFFICER | 1426363 |
| STAFFORD, LAWRENCE ROBERT | CHIEF TECHNOLOGY OFFICER | 7046577 |
| SULLIVAN, THOMAS FRANCIS | FINOP/CHIEF FINANCIAL OFFICER/CO-MSRB PRINCIPAL | 1145000 |
| THE SALKIND FAMILY FOUNDATION | PARTNER |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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