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Alphonse Mekalainas Jr

CRD# 1276859·Registered 1984 - 2006
Previously Registered: Being a previously registered professional could mean that Alphonse is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alphonse Mekalainas JR, who also goes by Alphonse Mekalainas, was a registered financial advisor. Alphonse was a previously registered financial professional and started their career in finance 1984 - 2006. Alphonse had worked at 6 firms and has passed the Series 63, Series 55, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Alphonse Mekalainas

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

THE PRO-ACTIVE EQUITIES GROUP, INC.·CRD# 124579
BD
Syosset, NY
July 25, 2003 - August 8, 2006
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
Las Vegas, NV
May 14, 1998 - October 25, 2006
TASIN & COMPANY, INC.·CRD# 30709
BD
Hauppauge, NY
August 22, 1994 - May 29, 1998
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
January 7, 1992 - August 22, 1994
ROBERT TODD FINANCIAL CORP.·CRD# 7423
BD
New York, NY
January 9, 1991 - November 5, 1991
SHELTER ROCK SECURITIES CORP.·CRD# 11043
BD
December 1, 1989 - April 7, 1990
GREAT EASTERN SECURITIES, INC.·CRD# 2061
BD
New York, NY
June 20, 1984 - January 13, 1992

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Current Firm

TP
THE PRO-ACTIVE EQUITIES GROUP, INC.

THE PRO-ACTIVE EQUITIES GROUP, INC.

CRD#: 124579 / SEC#: 8-65695
BD
Terminated by SEC on 05/31/2005

Contact Information

Established

New York since 07/17/2002

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRO-ACTIVE TRADING, LLCOWNER—
MEKALAINAS, ALPHONSE JRFINOP/PRESIDENT1276859
RAMSON, JEFFREY SCOTTPRESIDENT1574903

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1990About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Jun 1984About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1990About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed May 1990About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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