Leslie D. Hecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Diane Hecht was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1984. Leslie had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1992 - October 15, 1993
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
July 30, 1990 - October 26, 1990
ROBERT THOMAS SECURITIES, INC
April 13, 1988 - April 25, 1989
MARKETFIELD SECURITIES LIMITED
December 11, 1985 - April 28, 1986
HICKEY, KOBER, INCORPORATED
April 29, 1985 - June 12, 1985
CITIWIDE SECURITIES CORP.
July 26, 1984 - November 30, 1984
KANAN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
CRD#: 25231 / SEC#: , 8-41635
Contact information
Documents
Red Flags
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