James R. Odom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Odom JR, who also goes by James Robert Jr Odom, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1985. James had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 15, 2019 - January 18, 2021
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
July 15, 1999 - June 6, 2018
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
June 7, 1999 - June 28, 1999
CAPITAL ONE INVESTMENTS, LLC
September 28, 1992 - November 10, 1992
AMERICAN SECURITIES MANAGEMENT, INC.
October 10, 1989 - September 22, 1992
F & G SECURITIES, INC.
May 17, 1989 - October 26, 1989
TOWER SQUARE SECURITIES, INC.
October 2, 1986 - June 15, 1988
VERAVEST INVESTMENTS, INC.
February 21, 1985 - March 31, 1986
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
CRD#: 13642 / SEC#: , 8-29565
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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