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William Greg Some

CRD# 1276565·Registered 1984 - 1991
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Greg Some, who also goes by Bill Some, William G Some, William Gregg Some, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1984 - 1991. William had worked at 7 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Some, William G Some, William Gregg Some

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

42 years in the financial services industry

Current & Past Employments

INVESTORS ASSOCIATES, INC.·CRD# 958
BD
February 16, 1990 - December 12, 1991
FIRST MONTAUK SECURITIES CORP.·CRD# 13755
BD
September 6, 1989 - December 31, 1989
SANDHURST SECURITIES LTD.·CRD# 13831
BD
April 29, 1987 - September 26, 1988
GRUNTAL & CO., L.L.C.·CRD# 372
BD
November 25, 1985 - May 20, 1987
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
February 20, 1985 - November 25, 1985
D. H. BLAIR & CO., INC.·CRD# 6833
BD
September 6, 1984 - February 27, 1985
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
August 21, 1984 - August 31, 1984

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Current Firm

IA
INVESTORS ASSOCIATES, INC.

INVESTORS ASSOCIATES, INC.

CRD#: 958 / SEC#: 8-15007
BD
Cancelled by SEC on 09/22/1998

Contact Information

Established

New Jersey since 06/16/1969

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1984About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1984About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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