Chang H. Cheng
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chang Hsine Cheng, who also goes by James Cheng, was a registered financial professional .
Chang is a previously registered financial professional and started their career in finance in 1994. Chang had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 62, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2007 - March 13, 2008
ALARON FINANCIAL SERVICES
April 29, 2004 - August 22, 2014
TREASURE FINANCIAL CORP.
March 23, 2001 - October 24, 2007
SUPERTRADE SECURITIES, INC.
December 21, 1999 - June 25, 2001
EMMETT A LARKIN COMPANY, INC.
April 22, 1998 - November 19, 1999
SUNPOINT SECURITIES, INC.
March 26, 1996 - April 10, 1998
U.S. SECURITIES & FUTURES CORP.
September 19, 1994 - April 24, 1995
IMS SECURITIES, INC.
May 11, 1994 - November 23, 1994
REPUBLIC SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 5/10/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
ALARON FINANCIAL SERVICES
CRD#: 45416 / SEC#: , 8-51039
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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