Robert C. Goodwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Charles Goodwin, who also goes by Bob Goodwin, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1985. Robert had worked at 3 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1989 - January 16, 1991
ALLISON, ROSENBLUM & HANNAHS, INC.
January 4, 1988 - April 19, 1989
FIRST STATE INVESTMENTS, INC.
February 27, 1985 - January 11, 1988
FIRST INVESTMENT SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
ALLISON, ROSENBLUM & HANNAHS, INC.
CRD#: 22375 / SEC#: , 8-39699
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
