Robert B. Day

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CRD#: 1276433

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Bruce Day, who also goes by Michele Lynn Ballarin, Bobby Day, Robert Day, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1984. Robert had worked at 11 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michele Lynn Ballarin | Bobby Day | Robert Day

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 2, 2011 - March 13, 2012

WEALTHFORGE SECURITIES, LLC

CRD#: 152550

RICHMOND, VA

Past

January 13, 2010 - July 7, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

GREENWOOD VILLAGE, CO

Past

October 13, 2009 - July 7, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

GREENWOOD VILLAGE, CO

Past

January 3, 2006 - March 9, 2006

HARRISON DOUGLAS, INC.

CRD#: 16515

AURORA, CO

Past

September 17, 2002 - June 19, 2003

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

LINCOLN, NE

Past

January 28, 2002 - October 2, 2002

RMIN SECURITIES, INC.

CRD#: 47274

DENVER, CO

Past

March 27, 1999 - June 1, 2000

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

April 27, 1995 - March 5, 1996

KINGLAND CAPITAL CORPORATION

CRD#: 16341

Past

January 20, 1993 - April 20, 1995

CULLUM & SANDOW SECURITIES, INC.

CRD#: 15836

DALLAS, TX

Past

April 3, 1989 - November 14, 1991

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

August 15, 1986 - April 17, 1989

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

June 26, 1984 - July 15, 1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/18/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/12/2009

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/2010

General Securities Principal Examination

Current Firm

WEALTHFORGE SECURITIES, LLC

WEALTHFORGE | WEALTHFORGE, LLC | WEALTHFORGE SECURITIES, LLC

CRD#: 152550 / SEC#: , 8-68464

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

3015 W Moore St Suite 102, Richmond, VA 23230

Mailing Address

3015 W Moore St Suite 102, Richmond, VA 23230

Phone number

(804) 308-0431

Established

Virginia since 07/28/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
WEALTHFORGE HOLDINGS, INC.	PARENT
ARLES, DONNA DIPIETRO	CFO, PFO, POO	6489389
RAPER, JAMES LEROY JR	CCO, COO	5721253
ROBBINS, GEORGE WILLIAM IV	CEO	2440106

Disclosures

Regulatory Event	3
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Day

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

HARRISON DOUGLAS, INC.

ALLSTATE FINANCIAL SERVICES, LLC

RMIN SECURITIES, INC.

CETERA ADVISORS LLC

KINGLAND CAPITAL CORPORATION

CULLUM & SANDOW SECURITIES, INC.

KIDDER, PEABODY & CO. INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 12/18/2009

Series 63

Date: 7/5/1984

Series 7

Date: 10/12/2009

Series 24

Date: 1/8/2010

Current Firm

WEALTHFORGE SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

WEALTHFORGE SECURITIES, LLC

TRUST BUT VERIFY

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