Joseph A. Barbetta
Professional summary
Joseph Anthony Barbetta, who also goes by Joseph Anthoney Barbetta, is a registered financial advisor currently at JOSEPH A. BARBETTA located in Sarasota, Florida.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Joseph has worked at 3 firms and has passed the Series 63, Series 2, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Barbetta's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 1990 - Present
JOSEPH A. BARBETTA
Office #1: 1350 Main Street Unit 1100, Sarasota, FL 34236January 30, 1987 - July 3, 1990
PRUDENTIAL EQUITY GROUP, LLC
August 13, 1984 - February 12, 1987
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/5/1990)
Exams
Series 2
Date: 9/7/1990
Non-Member General Securities ExaminationCurrent Firm
JOSEPH A. BARBETTA
CRD#: 144667 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 11 |
| AUM (Assets Under Management) | $ 9,834,217 |
Red Flags
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