Ronald W. Johnson
Professional summary
Ronald Wayne Johnson, who also goes by Ron Johnson, is a registered financial advisor currently at PLANMEMBER SECURITIES CORPORATION located in Nashville, Tennessee.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Ronald has worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Wayne Johnson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronald Wayne Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 6, 2012 - Present
PLANMEMBER SECURITIES CORPORATION
August 31, 2012 - Present
PLANMEMBER SECURITIES CORPORATION
August 13, 2008 - August 31, 2012
CETERA WEALTH SERVICES, LLC
August 13, 2008 - August 31, 2012
CETERA WEALTH SERVICES, LLC
February 14, 2005 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
November 16, 2004 - August 13, 2008
PENSION PLANNERS SECURITIES, INC.
February 4, 2004 - December 1, 2004
BRECEK & YOUNG ADVISORS, INC.
March 28, 2001 - December 1, 2004
BRECEK & YOUNG ADVISORS, INC.
April 19, 1999 - September 2, 1999
WADDELL & REED
July 31, 1996 - December 30, 1997
AMERICAN GENERAL EQUITY SERVICES CORPORATION
September 12, 1994 - December 16, 1994
INVESTORS CAPITAL CORP.
July 16, 1992 - December 17, 1992
VP DISTRIBUTORS LLC
May 22, 1990 - July 15, 1991
CITISTREET EQUITIES LLC
August 10, 1988 - March 3, 1990
VOYA RETIREMENT ADVISORS, LLC
April 22, 1988 - July 13, 1988
METROPOLITAN LIFE INSURANCE COMPANY
April 22, 1988 - July 13, 1988
MSI FINANCIAL SERVICES, INC.
September 22, 1987 - March 30, 1988
LPL FINANCIAL LLC
March 7, 1986 - October 14, 1987
COMMONWEALTH FINANCIAL NETWORK
June 15, 1984 - October 9, 1985
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
Primary Firm SEC Registration
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/20/2023)
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(9/6/2012)
(5/19/2021)
(11/20/2023)
(2/27/2024)
(11/20/2023)
Exams
FINRA
Current Firm
PLANMEMBER SECURITIES CORPORATION
CRD#: 11869 / SEC#: 801-39177, 8-25065
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PLANMEMBER FINANCIAL CORPORATION | OWNER | |
| BOWMAN, BYRON FRANCIS | CHIEF LEGAL OFFICER & SECRETARY | 2673117 |
| HALEY, SEAN PATRICK | CHIEF COMPLIANCE OFFICER | 2837579 |
| HANSON, STEVEN R | CHIEF FINANCIAL OFFICER / FINOPS | 4854600 |
| JANEWAY, TERRALL JOSEPH | EVP/CHIEF OPERATING OFFICER | 2947154 |
| ZIEHL, JON MICHAEL | PRESIDENT | 707642 |
Regulatory assets under management
| Total Number of Accounts | 68,978 |
| AUM (Assets Under Management) | $ 9,035,509,268 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/21/2022 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
