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FL

Fredric J. Lager

LAGER & COMPANY
Golden Valley, MN
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CRD#: 1276137
FL

Professional summary


Fredric John Lager, who also goes by Ric Lager, is a registered financial advisor currently at LAGER & COMPANY, INC. located in Golden Valley, Minnesota.

Fredric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Fredric has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ric Lager

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Fredric John Lager's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 4, 2013 - Present

LAGER & COMPANY, INC.

RIA
CRD#: 115213
Golden Valley, MN
Past

May 12, 2003 - March 14, 2006

GEB FINANCIAL SERVICES GROUP, LLC

BD
CRD#: 121019
DUNEDIN, FL
Past

January 2, 1998 - June 26, 2001

D H BRUSH & ASSOCIATES, INC.

BD
CRD#: 3667
CHICAGO, IL
Past

November 10, 1995 - December 31, 1997

WATERFORD FINANCIAL, INC.

BD
CRD#: 33828
MINNEAPOLIS, MN
Past

February 15, 1994 - November 21, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 17, 1989 - February 28, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

June 20, 1984 - April 17, 1989

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Minnesota
(12/4/2013)
IAR
South Carolina
(6/24/2024)

Exams


State Security Law Exam
IAR
Series 65
Date: 11/18/1992
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


L&
LAGER & COMPANY, INC.
LAGER & COMPANY, INC.

CRD#: 115213 / SEC#: 801-60553

RIA
Registered Investment Advisory firm - (5/4/2012 Terminated)
Minnesota
Registered Investment Advisory firm - (4/25/2012 Approved)
South Carolina
Registered Investment Advisory firm - (6/24/2024 Approved)
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Contact information


Main Address
Golden Valley, MN
Mailing Address
Phone number
(763) 377-2006
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts125
AUM (Assets Under Management)$ 34,750,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LAGER & COMPANY, INC.

CRD#: 115213Golden Valley, MN

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