Scott I. Benedon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Ira Benedon was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1984. Scott had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1999 - May 23, 2012
FIRST NEW YORK SECURITIES L.L.C.
October 10, 1995 - March 2, 1999
SCHRODER & CO. INC.
October 5, 1995 - February 5, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 22, 1990 - October 3, 1995
SMITH NEW COURT, INC.
October 11, 1989 - June 8, 1990
JOSEPHTHAL & CO., INC.
March 2, 1989 - November 1, 1989
CHARLES SCHWAB & CO., INC.
October 16, 1986 - June 8, 1990
JOSEPHTHAL & CO., INC.
January 2, 1986 - September 30, 1986
NEW YORK & FOREIGN SECURITIES CORPORATION
June 20, 1984 - February 5, 1986
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamCurrent Firm
FIRST NEW YORK SECURITIES L.L.C.
CRD#: 16362 / SEC#: , 8-33753
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FNY PARTNERS FUND LP | OWNER | |
| BROKAW, LLOYD BRUCE | MANAGING MEMBER | 31368 |
| DICKERSON, ELIZABETH ANNE | CHIEF COMPLIANCE OFFICER | 1917497 |
| MIRON, RUSSEL LEEDS | CHIEF OPERATING OFFICER | 1509249 |
| MOTSCHWILLER, DONALD ERIC | CHIEF EXECUTIVE OFFICER | 1454120 |
| NOORANI, FARAZ AMIR | MANAGING MEMBER | 4983674 |
| SABATINI, DONNA ANN | CHIEF FINANCIAL OFFICER | 2352318 |
Disclosures
| Regulatory Event | 18 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
