John F. Hughes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Hughes, who also goes by Jack Hughes, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1984. John had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2017 - December 31, 2018
PSI ADVISORS, LLC
June 27, 2017 - September 9, 2025
LPL FINANCIAL LLC
December 11, 2015 - July 5, 2017
PRINCIPAL SECURITIES, INC.
December 2, 2015 - July 5, 2017
PRINCIPAL SECURITIES, INC.
June 3, 2014 - November 24, 2015
MSI FINANCIAL SERVICES, INC.
May 27, 2014 - November 24, 2015
MSI FINANCIAL SERVICES, INC.
March 13, 2013 - June 3, 2014
PRUCO SECURITIES, LLC.
March 13, 2013 - June 3, 2014
PRUCO SECURITIES, LLC.
August 15, 2011 - March 5, 2013
SYNOVUS SECURITIES, INC.
August 15, 2011 - March 5, 2013
SYNOVUS SECURITIES, INC.
September 3, 2009 - August 11, 2011
CETERA INVESTMENT SERVICES LLC
August 27, 2009 - August 11, 2011
CETERA INVESTMENT SERVICES LLC
June 8, 2007 - April 22, 2009
M&I FINANCIAL ADVISORS, INC
May 18, 2007 - April 22, 2009
M&I FINANCIAL ADVISORS, INC
August 9, 2005 - May 17, 2007
FIFTH THIRD SECURITIES, INC.
February 25, 2005 - May 17, 2007
FIFTH THIRD SECURITIES, INC.
June 26, 2003 - February 28, 2005
INVEST FINANCIAL CORPORATION
November 26, 2002 - February 28, 2005
INVEST FINANCIAL CORPORATION
January 31, 2002 - November 29, 2002
BNY MELLON SECURITIES LLC
October 1, 2000 - January 17, 2002
WELLS FARGO CLEARING SERVICES, LLC
March 7, 1995 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
February 8, 1995 - March 2, 1995
FIRST UNION BROKERAGE SERVICES, INC.
September 30, 1994 - February 24, 1995
SOUTHTRUST INVESTMENT SERVICES, INC.
April 11, 1994 - September 30, 1994
SOUTHTRUST SECURITIES, LLC
February 8, 1990 - April 8, 1994
FIRST UNION BROKERAGE SERVICES, INC.
August 14, 1986 - April 5, 1990
FLORIDA NATIONAL INVESTMENT SERVICES, INC.
June 20, 1984 - February 13, 1986
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
PSI ADVISORS, LLC
CRD#: 285880 / SEC#: 801-108813
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PSI ADVISORS, LLC
CRD#: 285880 / SEC#: 801-108813
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,249 |
| AUM (Assets Under Management) | $ 696,692,392 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
