Robert G. Smith
Professional summary
Robert G Smith III, who also goes by Bob Smith III, Robert George Smith, Robert Smith, is a registered financial advisor currently at SAGE ADVISORY SERVICES LTD CO located in Austin, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Robert has worked at 2 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert G Smith III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 1997 - Present
SAGE ADVISORY SERVICES LTD CO
Office #1: 5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202July 24, 1984 - January 20, 1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
SAGE ADVISORY SERVICES LTD CO
CRD#: 106236 / SEC#: 801-52937
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/6/2003)
(4/2/1997)
Exams
Current Firm
SAGE ADVISORY SERVICES LTD CO
CRD#: 106236 / SEC#: 801-52937
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,206 |
| AUM (Assets Under Management) | $ 24,975,056,606 |
Red Flags
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