Gabriele R. Geesling

WELLS FARGO ADVISORS FINANCIAL NETWORK | Financial Advisor

GILBERT, AZ 85297

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CRD#: 1275948

Professional summary

Gabriele Regina Geesling, who also goes by Gabriele Regina Geesling, Gaby Geesling, Gabriele Regina Moser, is a registered financial advisor currently at WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC located in Gilbert, Arizona.

Gabriele is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Gabriele has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

Trading individual securities

Institutional consulting

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Gabriele Regina Geesling | Gaby Geesling | Gabriele Regina Moser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GEESLING FINANCIAL GROUP LLC, INV REALTED, GILBERT, AZ, 50% OWNERSHIP, START 11/8/24, 160 HRS PER MONTH, 100 HRS DURING TRADING, FINET PRACTICE;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriele Regina Geesling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Gabriele Regina Geesling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2024 - Present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Office #1: 365 E Germann Road Suite 360, Gilbert, AZ 85297

RIA

CRD#: 11025

GILBERT, AZ

Current

November 8, 2024 - Present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Office #1: 365 E Germann Road Suite 360, Gilbert, AZ 85297

RIA

CRD#: 11025

GILBERT, AZ

Past

July 28, 2008 - November 8, 2024

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GILBERT, AZ

Past

July 28, 2008 - November 8, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GILBERT, AZ

Past

May 21, 2003 - July 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MESA, AZ

Past

May 16, 2003 - July 30, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MESA, AZ

Past

January 13, 1995 - June 3, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 4, 1990 - January 13, 1995

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

October 11, 1988 - September 4, 1990

BOETTCHER & COMPANY, INC.

CRD#: 101

Past

April 20, 1988 - October 25, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

December 15, 1987 - March 8, 1988

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

June 20, 1984 - December 16, 1987

E. F. HUTTON & COMPANY INC

CRD#: 235

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025 / SEC#: 801-57434, 8-28721

RIA

Registered Investment Advisory firm - SEC (4/3/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/12/2024)

Alaska
(11/8/2024)

Arizona
(11/8/2024)

California
(11/8/2024)

Colorado
(11/8/2024)

Connecticut
(11/8/2024)

Florida
(11/8/2024)

Georgia
(11/8/2024)

Idaho
(11/8/2024)

Illinois
(11/8/2024)

Indiana
(11/8/2024)

Iowa
(11/8/2024)

Kansas
(11/8/2024)

Louisiana
(11/8/2024)

Michigan
(11/8/2024)

Minnesota
(11/8/2024)

Missouri
(11/8/2024)

New Hampshire
(11/8/2024)

New Mexico
(11/8/2024)

New York
(11/8/2024)

North Carolina
(11/8/2024)

Ohio
(11/8/2024)

Oklahoma
(11/8/2024)

Oregon
(11/14/2024)

Pennsylvania
(11/8/2024)

South Carolina
(11/8/2024)

Tennessee
(11/8/2024)

Texas
(11/8/2024)

IAR

Texas
(11/8/2024)

Utah
(11/8/2024)

Virginia
(11/8/2024)

Washington
(11/8/2024)

Wisconsin
(11/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/15/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/12/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025 / SEC#: 801-57434, 8-28721

RIA

Registered Investment Advisory firm - SEC (4/3/2000 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

One North Jefferson Avenue Mail Code: H0004-05e, St. Louis, MO 63103-2205

Mailing Address

One North Jefferson Avenue H0004-05c, St. Louis, MO 63103

Phone number

(314) 875-3000

Established

Delaware since 03/12/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

3,658

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

WFAFN - WRAP FEE BROCHURE ADVISORY PROGRAMS (9/22/2025)

WFAFN - PART 2A - RETIREMENT PLAN CONSULTING (9/22/2025)

FEE-BASED PLANNING SERVICES (9/2/2025)

WFAFN - PART 2A - INSTITUTIONAL CONSULTING (8/4/2025)

Direct owners and executive officers

Name	Position	CRD#
WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC	SOLE MEMBER
CRAVEN, JAMES J	BOARD OF MANAGERS	4323533
GINDI, SOL	BOARD OF MANAGERS	4903526
KARANIK, ERIK ANTHONY	CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS	2260890
LACEY, PAUL	PRINCIPAL OPERATIONS OFFICER/CONTROL PRINCIPAL	5616656
MARKMANN, DAVID FRANZ	DESIGNATED TEXAS OFFICER	2637778
PATEL, RAKESH	CHIEF FINANCIAL OFFICER	5385585
SANKOVICH, PAUL CAMERON	CHIEF COMPLIANCE OFFICER	2475029
TA, KIMBERLY CROWDER	BOARD OF MANAGERS/CONTROL PRINCIPAL	4717506
TYERS, JOHN R	PRESIDENT/BOARD OF MANAGERS/CONTROL PRINCIPAL	2632380

Regulatory assets under management

Total Number of Accounts	401,726
AUM (Assets Under Management)	$ 197,360,196,619

Disclosures

Regulatory Event	35
Arbitration	39

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/24/2025	Cover Page	Report
12/11/2023	Cover Page	Report
02/17/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Gabriele R. Geesling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriele Regina Geesling's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Gabriele Regina Geesling's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

BOETTCHER & COMPANY, INC.

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

E. F. HUTTON & COMPANY INC

Primary Firm SEC Registration

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/15/2003

Series 63

Date: 3/12/1985

SIE

Date: 10/1/2018

Series 7

Date: 6/16/1984

FINRA

Current Firm

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Contact information

SEC notice filing (52 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

TRUST BUT VERIFY

Contact information

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