Melissa G. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Grace Anderson, who also goes by Melissa Grace Tittel, Missy Tittel, Melissa Grace Vanharen, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1990. Melissa had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2008 - December 31, 2016
SIGMA FINANCIAL CORPORATION
January 2, 2004 - December 31, 2007
CROWN CAPITAL SECURITIES, L.P.
October 1, 2001 - December 31, 2003
SIGMA FINANCIAL CORPORATION
May 23, 2000 - August 21, 2001
ACTIVA ASSET MANAGEMENT, LLC
October 1, 1999 - March 6, 2000
WELLS FARGO CLEARING SERVICES, LLC
May 28, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
May 11, 1998 - June 1, 1999
RONEY & CO.
October 25, 1995 - May 11, 1998
RONEY & CO. L.L.C.
August 25, 1995 - September 29, 1995
KEYBANC CAPITAL MARKETS INC.
December 14, 1990 - January 25, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
December 14, 1990 - January 25, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SIGMA FINANCIAL CORPORATION
CRD#: 14303 / SEC#: , 8-30466
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING SHARES) | |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT | 2933397 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | 408389 |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
