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Michael C. Caska

Some features on this profile are disabled
CRD#: 1275838
MC

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Charles Caska was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1988. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 2, 2010 - July 28, 2011

CAHN CAPITAL CORP.

BD
CRD#: 34843
NEW YORK, NY
Past

May 20, 2009 - July 29, 2009

TAFFERER TRADING, LLC

BD
CRD#: 36816
NEW YORK, NY
Past

January 4, 2008 - October 13, 2008

GROSSMAN & CO., LLC.

BD
CRD#: 10222
NEW YORK, NY
Past

June 9, 2006 - April 12, 2007

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

April 20, 2005 - May 31, 2006

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
NEW YORK, NY
Past

November 16, 2004 - February 18, 2005

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

July 26, 2002 - October 27, 2004

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
LONDON,
Past

June 10, 1998 - October 27, 2004

SANDS BROTHERS & CO., LTD.

BD
CRD#: 26816
NEW YORK, NY
Past

May 12, 1989 - June 10, 1998

NATHAN & LEWIS SECURITIES, INC.

BD
CRD#: 8503
NEW YORK, NY
Past

December 21, 1988 - May 5, 1989

DRESDNER SECURITIES (USA) INC.

BD
CRD#: 1993
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/27/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/2/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 4/19/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/27/2005
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/20/1988
Financial and Operations Principal Examination

Current Firm

CC
CAHN CAPITAL CORP.
CAHN CAPITAL CORP.

CRD#: 34843 / SEC#: , 8-46726

BD
Terminated by SEC on 03/29/2025
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 01/05/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CAHN, W STEWARTPRESIDENT, CHIEF COMPLIANCE OFFICER
LEE, WINSTONEXECUTIVE VICE PRESIDENT5904247

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAHN CAPITAL CORP.

CRD#: 34843

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