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Michael Charles Caska

CRD# 1275838·Registered 1988 - 2011
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Charles Caska was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1988 - 2011. Michael had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

CAHN CAPITAL CORP.·CRD# 34843
BD
New York, NY
December 2, 2010 - July 28, 2011
TAFFERER TRADING, LLC·CRD# 36816
BD
New York, NY
May 20, 2009 - July 29, 2009
GROSSMAN & CO., LLC.·CRD# 10222
BD
New York, NY
January 4, 2008 - October 13, 2008
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
June 9, 2006 - April 12, 2007
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
New York, NY
April 20, 2005 - May 31, 2006
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
November 16, 2004 - February 18, 2005
LAIDLAW & COMPANY (UK) LTD.·CRD# 119037
BD
London
July 26, 2002 - October 27, 2004
SANDS BROTHERS & CO., LTD.·CRD# 26816
BD
New York, NY
June 10, 1998 - October 27, 2004
NATHAN & LEWIS SECURITIES, INC.·CRD# 8503
BD
New York, NY
May 12, 1989 - June 10, 1998
DRESDNER SECURITIES (USA) INC.·CRD# 1993
BD
New York, NY
December 21, 1988 - May 5, 1989

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Current Firm

CC
CAHN CAPITAL CORP.

CAHN CAPITAL CORP.

CRD#: 34843 / SEC#: 8-46726
BD
Terminated by SEC on 03/29/2025

Contact Information

Established

New York since 01/05/1990

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CAHN, W STEWARTPRESIDENT, CHIEF COMPLIANCE OFFICER—
LEE, WINSTONEXECUTIVE VICE PRESIDENT5904247

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2005About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1989About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 2005About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 2005About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 1988About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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