James C. Graeber
Professional summary
James Charles Graeber, who also goes by James C Graeber Jr, James Charles Graeber Jr, is a registered financial professional currently at X-CHANGE FINANCIAL ACCESS, LLC located in Chicago, Illinois.
James is registered as a RR (Registered Representative) and started their career in finance in 1985. James has worked at 2 firms and has passed the Series 57TO, SIE, Series 3 and Series 15 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Charles Graeber's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2026 - Present
X-CHANGE FINANCIAL ACCESS, LLC
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606November 18, 1985 - February 6, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 6/4/2026
Securities Trader ExamSeries 15
Date: 9/26/1985
Foreign Currency Options ExaminationCboe Exchange, Inc.
FINRA
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Current Firm
X-CHANGE FINANCIAL ACCESS, LLC
CRD#: 126201 / SEC#: , 8-65860
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 33 |
Red Flags
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