Michael C. Schrimper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Charles Schrimper was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1984. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2014 - September 29, 2023
THE LEADERS GROUP, INC.
January 18, 2013 - April 25, 2013
FIRST HEARTLAND CAPITAL, INC.
February 10, 2010 - December 5, 2012
ONEAMERICA SECURITIES, INC.
December 1, 2001 - May 4, 2009
U.S. BANCORP INVESTMENTS, INC.
May 4, 2001 - December 1, 2001
FIRSTAR INVESTMENT SERVICES,INC.
October 11, 1994 - June 3, 1999
NATIONWIDE FUND DISTRIBUTORS LLC
June 23, 1993 - August 25, 1994
IMG FINANCIAL SERVICES, INC.
July 23, 1991 - April 22, 1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 18, 1984 - April 16, 1990
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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