Edwin J. Connelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edwin James Connelly was a registered financial professional .
Edwin is a previously registered financial professional and started their career in finance in 1985. Edwin had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2019 - September 16, 2025
CURVATURE SECURITIES LLC
June 13, 2018 - March 27, 2019
WBI INVESTMENTS, LLC
February 9, 2018 - March 20, 2019
FORESIDE FUND SERVICES, LLC
September 21, 2017 - January 30, 2018
AMERITAS INVESTMENT COMPANY, LLC
January 1, 2010 - September 28, 2015
AUTOMATED EQUITY FINANCE MARKETS, INC.
January 25, 2000 - February 4, 2008
DEUTSCHE BANK SECURITIES INC.
February 15, 1991 - January 12, 2000
GOLDMAN SACHS & CO. LLC
July 8, 1985 - June 27, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CURVATURE SECURITIES LLC
CRD#: 169708 / SEC#: , 8-69384
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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