Howard W. Cann
Professional summary
Howard Wheeler Cann III, who also goes by Mike Cann, is a registered financial professional currently at KEMA PARTNERS LLC located in Mill Valley, California.
Howard is registered as a RR (Registered Representative) and started their career in finance in 1986. Howard has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Howard Wheeler Cann III's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2007 - Present
KEMA PARTNERS LLC
Office #1: 309 Laverne Ave., Mill Valley, CA 94941February 27, 1986 - April 4, 1990
COGENERATION CAPITAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2007)
(3/10/2014)
(2/6/2014)
(12/6/2016)
(2/3/2016)
(4/19/2011)
(12/6/2016)
(7/17/2018)
(8/8/2017)
(5/11/2010)
(7/15/2009)
(2/2/2016)
(1/3/2012)
(7/13/2009)
(5/27/2016)
(6/13/2014)
(9/8/2015)
(1/3/2017)
(7/6/2009)
(7/9/2018)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 12/3/2007
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
KEMA PARTNERS LLC
CRD#: 143752 / SEC#: , 8-67600
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANN, HOWARD WHEELER III | MANAGING PARTNER, CFO, FINOP | |
| CANN, PETER TAYLOR | MANAGING PARTNER, CHIEF COMPLIANCE OFFICER | 4543062 |
| CANN, MICHAEL GRANT | PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KEMA PARTNERS LLC
CRD#: 143752Mill Valley, CA 94941TRUST BUT VERIFY
Monitor Howard Cann
Get automatic monthly alerts on:
