James Marvin Dowdy
Professional Summary
James Marvin Dowdy, who also goes by Jim Dowdy, is a registered financial advisor currently at LEGACY PARTNER GROUP located in Duluth, Georgia. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. James has worked at 16 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jim Dowdy
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
42 years in the financial services industry
Current & Past Employments
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Current Firm
LEGACY PARTNER GROUP | LEGACY PARTNER GROUP, LLC
Contact Information
Main Address
2170 Satellite Boulevard Suite 175, Duluth, GA 30097Phone Number
(770) 262-2663# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
104AUM (Assets Under Management)
$85,000,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(12/17/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view James Marvin Dowdy's CRS (Customer Relationship Summary).
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