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David L. Fenelon
GALLAGHER FIDUCIARY ADVISORS
Latham, NY 12110
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CRD#: 1275434
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Professional summary
David Louis Fenelon, AIF®, CFP®, ChFC® is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Latham, New York and OSAIC WEALTH, INC. located in Latham, New York.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. David has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Elder Care
Retirement Planning
Estate Planning
Business Succession Planning
Investment Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Insurance Planning
Tax Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Gallagher Benefit Services,Inc;investment related;2850 Golf Road,Rolling Meadows,IL 60008;retirement plan consulting services;area vice president;4/1/2005;40 hrs/month;2 hrs during trading;retirement plan consulting 2) Insurance-GBS LIfe Insurance and Annuity Brokerage;30 Century Hill Drive,Ste 200,Latham,NY 12110;fixed life insurance,annuities,disability income,long term care;area vice president,agent;4/1/2005;20 hrs/month;2 hrs during trading;agent for placement of life insurance,disability ins,ltc 3)Gallagher Fiduciary Advisors, LLC;investment related;2850 Golf Road,Rolling Meadows,IL 60008;investment consulting;area vice president;4/1/2022;140 hrs/month;6 hrs during trading;retirement plan consulting
CRS (Client Relationship Summary) - RIA
Click below to view David Louis Fenelon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1988
Experience
Current
April 8, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 30 Century Hill Drive Suite 300, Latham, NY 12110RIA
CRD#: 146509
Latham, NY
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 30 Century Hill Drive Ste 200, Latham, NY 12110RIA
BD
CRD#: 23131
Latham, NY
Past
March 30, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Latham, NY
Past
June 16, 2021 - March 31, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Latham, NY
Past
May 7, 2012 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Latham, NY
Past
January 3, 2006 - May 14, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
ALBANY, NY
Past
April 1, 2005 - January 9, 2006
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
June 19, 2001 - April 6, 2005
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SCHAUMBURG, IL
Past
January 2, 1991 - June 21, 2001
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Past
July 10, 1989 - January 17, 1991
FSC SECURITIES CORPORATION
BD
CRD#: 7461
ATLANTA, GA
Past
March 1, 1988 - April 3, 1989
CUNA BROKERAGE SERVICES, INC.
BD
CRD#: 13941
Past
February 25, 1986 - March 9, 1988
MONEY CONCEPTS CAPITAL CORP
BD
CRD#: 12963
Past
May 29, 1985 - February 8, 1986
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
Past
July 20, 1984 - June 20, 1985
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/23/2024)
RR
Arizona(8/23/2024)
RR
California(8/23/2024)
RR
Colorado(8/23/2024)
RR
Connecticut(8/23/2024)
RR
Delaware(8/23/2024)
RR
District of Columbia(10/16/2025)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
RR
Illinois(10/10/2025)
RR
Maryland(8/23/2024)
RR
Massachusetts(8/23/2024)
RR
Michigan(8/23/2024)
RR
Nevada(8/23/2024)
RR
New Hampshire(8/23/2024)
RR
New Jersey(8/23/2024)
IAR
New York(4/8/2022)
RR
New York(8/23/2024)
RR
North Carolina(8/23/2024)
RR
Ohio(8/23/2024)
RR
Oklahoma(8/23/2024)
RR
Oregon(8/23/2024)
RR
Pennsylvania(8/23/2024)
RR
Rhode Island(8/23/2024)
RR
South Carolina(8/23/2024)
RR
South Dakota(10/10/2025)
RR
Texas(8/23/2024)
RR
Vermont(8/23/2024)
RR
Virginia(8/23/2024)
RR
West Virginia(10/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Latham, NY 12110TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
