Rodney P. Michel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rodney Preston Michel, who also goes by Rod Michel, was a registered financial professional .
Rodney is a previously registered financial professional and started their career in finance in 1989. Rodney had worked at 12 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1998 - December 12, 2014
WORLD TRADE FINANCIAL CORPORATION
March 25, 1997 - June 19, 1998
DEL MAR FINANCIAL SERVICES, INCORPORATED
March 21, 1996 - January 24, 1997
CENTEX SECURITIES, INCORPORATED
October 13, 1995 - March 18, 1996
T.L. GROUP, INC.
June 7, 1993 - August 23, 1995
PACIFIC CORTEZ SECURITIES INCORPORATED
June 18, 1992 - July 12, 1993
KENNEDY, CABOT & CO.
April 6, 1992 - April 15, 1992
SECURITIES RESOLUTION CORPORATION
January 2, 1992 - March 17, 1992
H.J. MEYERS & CO., INC.
September 17, 1991 - October 2, 1991
M.C. FINANCIAL CORPORATION
May 25, 1990 - September 3, 1991
TITAN/VALUE EQUITIES GROUP, INC.
June 23, 1989 - June 22, 1990
REMINGTON SECURITIES, INC.
April 26, 1989 - May 3, 1989
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
WORLD TRADE FINANCIAL CORPORATION
CRD#: 42638 / SEC#: , 8-49944
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
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