Ann M. Mikiska
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ann Maureen Mikiska, ChFC®, CLU®, who also goes by Ann Maureen Leander, Ann Maureen Shaffer, was a registered financial professional .
Ann is a previously registered financial professional and started their career in finance in 1984. Ann had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2020 - November 1, 2023
ON INVESTMENT MANAGEMENT CO
October 1, 2003 - November 1, 2023
THE O.N. EQUITY SALES COMPANY
October 30, 1993 - October 3, 2003
CUNA BROKERAGE SERVICES, INC.
July 27, 1984 - October 29, 1993
CENTURY INVESTORS OF AMERICA, INC.
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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