Paul H. Wojtyla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Henry Wojtyla was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1984. Paul had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2019 - January 8, 2025
HUNTINGTON SECURITIES, INC.
February 12, 2015 - May 24, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 14, 2011 - May 24, 2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 20, 2007 - December 18, 2007
ABN AMRO INCORPORATED
March 31, 2006 - September 25, 2007
LASALLE FINANCIAL SERVICES, INC.
November 28, 2001 - December 31, 2005
STERLING CAPITAL DISTRIBUTORS, LLC
August 9, 1988 - December 7, 1999
CONCORD SERVICES L.L.C.
June 20, 1984 - August 6, 1988
ROSE & COMPANY INVESTMENT BROKERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HUNTINGTON SECURITIES, INC.
CRD#: 2261 / SEC#: , 8-5761
Contact information
FINRA licenses (29 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | DIRECT OWNER | |
| BEEKMAN, TODD ANDREW | DIRECTOR | 6291198 |
| BORRELLI, MARK ROBERT | GENERAL COUNSEL/SECRETARY | 6803711 |
| COSTANZO, SAMANTHA ANN | DIRECTOR | 4133695 |
| DIBOWSKI, TERRA | HEAD OF BROKERAGE OPERATIONS | 5468840 |
| FITZSIMMONS, DAVID RAYMOND | HEAD OF INSTITUTIONAL SALES & TRADING, DIRECTOR | 4245434 |
| HERBERT, KATHERINE ELEANOR | CONTROLLER/FINOP | 6412263 |
| KLEINMAN, SCOTT DAVID | DIRECTOR | 2357636 |
| MILCETICH, MATTHEW LOUIS | PRESIDENT | 6419334 |
| SZWAGULAK, JOHN W III | CHIEF COMPLIANCE OFFICER | 4033023 |
| WALTHER, KATHLEEN | DIRECTOR | 7858303 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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