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Archie J. Luse

HARBOR ISLAND WEALTH MANAGEMENT
Newport Beach, CA
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CRD#: 1275313
AL

Professional summary


Archie John Luse, who also goes by A John Luse, John Luse, Archie John Luse, is a registered financial advisor currently at HARBOR ISLAND WEALTH MANAGEMENT located in Newport Beach, California.

Archie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Archie has worked at 12 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


A John Luse | John Luse | Archie John Luse

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I PROVIDE INVESTMENT AND INSURANCE SERVICES TO HARBOR ISLAND WEALTH MANAGEMENT CLIENTS.I AM INSURANCE AGENT FOR SEVERAL INSURANCE COMPANIES. SERVICES ARE CONCURRENTLY PROVIDED. TYPES OF INSURANCE CAN INCLUDE LIFE, HEALTH, LONG TERM CARE AND ANNUITIES.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Archie John Luse's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 29, 2018 - Present

HARBOR ISLAND WEALTH MANAGEMENT

RIA
CRD#: 135856
Newport Beach, CA
Past

December 1, 2005 - October 31, 2006

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

January 2, 2003 - December 12, 2003

FOOTHILL SECURITIES, INC.

RIA
CRD#: 1027
NEWPORT BEACH, CA
Past

January 2, 2003 - December 12, 2003

FOOTHILL SECURITIES, INC.

BD
CRD#: 1027
SANTA CLARA, CA
Past

December 31, 1997 - January 3, 2003

LPL FINANCIAL LLC

RIA
CRD#: 6413
NEWPORT BEACH, CA
Past

January 1, 1997 - October 11, 2017

HARBOR ISLAND WEALTH MANAGEMENT

RIA
CRD#: 135856
NEWPORT BEACH, CA
Past

July 2, 1991 - January 3, 2003

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

March 20, 1990 - July 8, 1991

CROWELL, WEEDON & CO.

BD
CRD#: 193
LOS ANGELES, CA
Past

June 26, 1989 - March 30, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

December 22, 1988 - July 3, 1989

NEWPORT COAST SECURITIES, INC.

BD
CRD#: 16944
NEW YORK, NY
Past

November 20, 1987 - December 20, 1988

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

July 15, 1987 - October 10, 1987

FEDERATED SECURITIES CORP.

BD
CRD#: 5009
Past

September 29, 1986 - August 25, 1987

INCOME PROPERTY GROUP SYNDICATIONS, INCORPORATED

BD
CRD#: 17933
Past

March 25, 1986 - November 6, 1986

BROOKSTREET SECURITIES CORPORATION

BD
CRD#: 14667
Past

June 26, 1984 - August 23, 1984

WILKES & CO., INC.

BD
CRD#: 967

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(5/29/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 8/3/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


HI
HARBOR ISLAND WEALTH MANAGEMENT
ARCHIE JOHN LUSE, PORTFOLIO RX | PORTFOLIO RX | LUSE, ARCHIE, JOHN | HARBOR ISLAND WEALTH MANAGEMENT | ARCHIE JOHN LUSE-INSURANCE AGENT

CRD#: 135856 / SEC#:

California
Registered Investment Advisory firm - (5/29/2018 Approved)
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Contact information


Main Address
Newport Beach, CA
Mailing Address
Phone number
(949) 903-8251
Established
Firm type
Fiscal year end
# of Employees
0

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts4
AUM (Assets Under Management)$ 500,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HARBOR ISLAND WEALTH MANAGEMENT

CRD#: 135856Newport Beach, CA

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