James D. Reisinger
Professional summary
James David Reisinger was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, James had worked at 5 firms, which includes EQUITAS AMERICA LLC, INTEGRATED RESOURCES EQUITY CORPORATION, OSAIC WEALTH INC., SIGMA FINANCIAL CORPORATION, SENTRY EQUITY SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2002 - April 17, 2003
EQUITAS AMERICA, LLC
November 20, 1989 - December 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 19, 1989 - April 22, 2002
OSAIC WEALTH, INC.
February 3, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 13, 1984 - February 10, 1987
SIGMA FINANCIAL CORPORATION
August 22, 1984 - December 5, 1984
SENTRY EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
EQUITAS AMERICA, LLC
CRD#: 39806 / SEC#: , 8-48840
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
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