Walter A. Koskinen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Alexander Koskinen was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1985. Walter had worked at 5 firms and has passed the Series 65, Series 63, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2017 - August 18, 2021
WINDWARD WEALTH STRATEGIES, INC.
March 17, 2015 - December 31, 2016
WINDWARD WEALTH STRATEGIES, INC.
December 4, 2013 - April 1, 2015
REINHART PARTNERS, LLC
December 13, 1991 - September 29, 1997
FIRSTAR INVESTMENT SERVICES,INC.
September 9, 1988 - December 20, 1989
LAKE GENEVA INVESTMENTS, LTD.
January 17, 1985 - September 19, 1988
C.C.G. SECURITIES, LTD.
Primary Firm SEC Registration
WINDWARD WEALTH STRATEGIES, INC.
CRD#: 175126 / SEC#: 801-81031
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDWARD WEALTH STRATEGIES, INC.
CRD#: 175126 / SEC#: 801-81031
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 202,174,551 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
