Jeanette Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanette Morgan, who also goes by Jeanette Armelli, Jeanette Armelli-morgan, was a registered financial professional .
Jeanette is a previously registered financial professional and started their career in finance in 1984. Jeanette had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - November 5, 2013
FINANCIAL AMERICA SECURITIES, INC.
February 8, 2010 - November 8, 2010
SECURITIES MANAGEMENT & RESEARCH, INC.
December 7, 2005 - January 4, 2008
MCDONALD PARTNERS LLC
June 3, 1998 - December 5, 2005
KEYBANC CAPITAL MARKETS INC.
April 24, 1992 - July 9, 1996
SEAPORT SECURITIES CORP.
May 13, 1987 - April 20, 1990
AT INVESTMENT SERVICES CORP.
October 17, 1985 - May 8, 1987
KEYBANC CAPITAL MARKETS INC.
June 27, 1984 - September 16, 1985
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL AMERICA SECURITIES, INC.
CRD#: 5100 / SEC#: , 8-15719
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
