Deborah C. Bell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Cox Bell, who also goes by Debbie C Bell, Debbie Cox Bell, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 1984. Deborah had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2017 - December 6, 2019
GROVE POINT INVESTMENTS, LLC
July 28, 2017 - December 6, 2019
GROVE POINT INVESTMENTS, LLC
November 19, 2010 - July 27, 2017
SOUTHEAST INVESTMENTS, N.C., INC.
September 1, 2006 - November 29, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
April 11, 1996 - November 29, 2010
UVEST FINANCIAL SERVICES GROUP, INC.
June 13, 1995 - April 10, 1996
MONY SECURITIES CORPORATION
January 3, 1994 - June 20, 1995
ROBERT THOMAS SECURITIES, INC
July 26, 1984 - December 31, 1993
INVEST FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
