Raymond E. Blessing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Edward Blessing, who also goes by Yar Blessing, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1984. Raymond had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1998 - November 15, 2001
INVESTORS CAPITAL CORP.
November 20, 1995 - July 23, 1996
BOLTON GLOBAL CAPITAL
August 18, 1994 - September 21, 1994
CANTELLA & CO., INC.
October 12, 1993 - August 16, 1994
SECURITIES AMERICA, INC.
March 24, 1993 - October 1, 1993
COMMONWEALTH FINANCIAL NETWORK
October 5, 1992 - March 10, 1993
G.R. STUART & COMPANY, INC.
December 11, 1991 - May 27, 1993
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
September 26, 1989 - March 19, 1990
GLEACHER & COMPANY SECURITIES, INC.
May 22, 1989 - September 6, 1989
CITIGROUP GLOBAL MARKETS INC.
January 8, 1987 - May 22, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
June 21, 1984 - January 12, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
