HK
Haynes L. Kendall
INDEPENDENT FINANCIAL GROUP
San Juan Capistrano, CA 92675
Some features on this profile are disabled
CRD#: 1274737
HK
Professional summary
Haynes Lentz Kendall JR, CFP®, who also goes by Haynes Lentz Kendall, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in San Juan Capistrano, California and CAPITAL FINANCIAL CONSULTANTS GROUP, INC. located in San Juan Capistrano, California.
Haynes is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Haynes has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Haynes Lentz Kendall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) INDEPENDENT INSURANCE AGENT; NUMBER OF HOURS PER MONTH 20 / NUMBER OF HOURS DURING SECURITIES TRADING 20; START DATE: 01/15/1994 ADDRESS: 31461 RANCHO VIEJO RD, STE 104, SAN JUAN CAPISTRANO CA 92675; LIFE INSURANCE AND ANNUITIES, CALIFORNIA (2.) 20 HAMMOCKS, LLC POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/15/2008 ADDRESS: 960 Hammocks Way, PO Box 265, Edisto Island SC 29438, United States DESCRIPTION: 100% OWNER - 20 HAMMOCKS, LLC MANAGEMENT OF RENTAL REAL ESTATE (3.) HAYNES L KENDALL FINANCIAL SERVICES POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2022 ADDRESS: 5170 San Jacinto Cir W, Fallbrook CA 92028, United States DESCRIPTION: DBA for Tax and accounting purposes (4.) CAPITAL FINANCIAL CONSULTANTS GROUP, INC POSITION: Investment Advisor; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 02/15/2014 ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675, United States DESCRIPTION: DBA CAPITAL FINANCIAL CONSULTANTS GROUP, INC FOR MARKETING PURPOSES SINCE 2017. INVESTMENT RELATED. 20% OF TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (5.) INDEPENDENT FINANCIAL GROUP, LLC POSITION: Registered Representative and Investment Adviser Representative; INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 12/2004 (RR) ADDRESS: 31461 Rancho Viejo Road #104a, San Juan Capistrano CA 92675
CRS (Client Relationship Summary) - RIA
Click below to view Haynes Lentz Kendall JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Haynes Lentz Kendall JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1994
Experience
Current
May 13, 2009 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 31461 Rancho Viejo Road #104a, San Juan Capistrano, CA 92675RIA
BD
CRD#: 7717
San Juan Capistrano, CA
Current
September 27, 2016 - Present
CAPITAL FINANCIAL CONSULTANTS GROUP, INC.
Office #1: 31461 Rancho Viejo Rd. #104, San Juan Capistrano, CA 92675RIA
CRD#: 133657
San Juan Capistrano, CA
Current
December 3, 2004 - Present
INDEPENDENT FINANCIAL GROUP, LLC
Office #1: 31461 Rancho Viejo Road #104a, San Juan Capistrano, CA 92675RIA
BD
CRD#: 7717
San Juan Capistrano, CA
Past
November 19, 2002 - July 30, 2014
FINANCIAL DESIGNS LTD.
RIA
CRD#: 135426
SAN JUAN CAPISTRANO, CA
Past
April 11, 2001 - December 6, 2004
QA3 FINANCIAL CORP.
BD
CRD#: 14754
OMAHA, NE
Past
November 16, 1998 - April 11, 2001
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
March 4, 1993 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
BD
CRD#: 21986
CARLSBAD, CA
Past
August 16, 1984 - April 16, 1993
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2007)
RR
California(12/3/2004)
IAR
California(5/13/2009)
RR
Idaho(3/27/2020)
RR
Illinois(11/26/2014)
RR
Minnesota(4/24/2015)
RR
Missouri(4/19/2007)
RR
New York(4/28/2014)
RR
Oregon(12/3/2004)
RR
South Carolina(2/28/2019)
RR
Texas(1/4/2005)
IAR
Texas(2/18/2014)
RR
Virginia(3/15/2007)
RR
Washington(12/16/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
