Francesca T. Wolfsohn
Professional summary
Francesca Tsapora Wolfsohn was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Francesca is a previously registered financial professional and started their career in finance in 1984. Prior to being barred, Francesca had worked at 9 firms, which includes TRIDENT PARTNERS LTD., MCBARRON CAPITAL LLC, ARJENT LTD., KIRLIN SECURITIES INC., INSTITUTIONAL EQUITY CORPORATION, FIRST MONTAUK SECURITIES CORP., GSG GLOBAL SECURITIES GROUP INC., SHELTER ROCK SECURITIES CORP., BLINDER ROBINSON & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2008 - December 13, 2011
TRIDENT PARTNERS LTD.
October 24, 2007 - January 2, 2008
MCBARRON CAPITAL LLC
April 9, 1999 - January 2, 2008
ARJENT LTD.
October 28, 1996 - April 1, 1999
KIRLIN SECURITIES INC.
July 22, 1992 - November 1, 1996
INSTITUTIONAL EQUITY CORPORATION
April 12, 1990 - July 23, 1992
FIRST MONTAUK SECURITIES CORP.
February 12, 1990 - April 12, 1990
GSG GLOBAL SECURITIES GROUP INC.
January 27, 1989 - April 2, 1990
SHELTER ROCK SECURITIES CORP.
June 20, 1984 - December 22, 1988
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRIDENT PARTNERS LTD.
CRD#: 41258 / SEC#: , 8-49342
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 4 |
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